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Ethan Drew Jacobson

LPl Financial LLC

Cedar Falls, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-08-31
  • IA RA
    APPROVED
    Since 2015-08-31

Branch Locations

411 Clay Street (Br #1), Cedar Falls, IA 50613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cedar Falls IA 08/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-09-02
    Wilmette, IL
    Glencoe, IL
  • 2010-05-27 → 2012-10-01
    Chase Investment Services Corp.
    Glencoe, IL
    Wilmette, IL
    Chicago, IL
    Park Ridge, IL
  • 2009-11-24 → 2010-05-19
    Chicago, IL
  • 2008-10-15 → 2008-12-31
    Cedar Falls, IA
Other Businesses

1. 8/25/2015: Jacobson Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/17/2015 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 09/28/2022 - Jacobson & Co - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/26/2022 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 3. 10/18/2022 - Jacobson Tax Solutions, LLC - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date: 10/10/2022 - 12 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-14
  • S66 Uniform Combined State Law Examination
    2008-10-14

View on SEC IAPD

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