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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-19 |
| CA | RA | APPROVED | 2022-08-04 |
Branch Locations
17742 Irvine Blvd Suite 200, Tustin, CA 92780 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tustin | CA | 09/2009 | Present |
| Ak Financial Group | Irvine | CA | 05/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2022 | Present |
(1) 02/09/2012: OC WEALTH COACH/ORANGE COUNTY WEALTH COACH - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA: OC WEALTH COACH/ORANGE COUNTY WEALTH COACH - 50% OF TIME SPENT - INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (2) 12/12/2022 - OC Wealth Coach - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/09/2012 - 160 Hours Per Month/160 Hours During Securities Trading (3) 12/14/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/01/2022 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/30/2024 - BraveHer Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/23/2024 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-12 |
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