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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-19
CA RA APPROVED 2022-08-04
  • TX RA
    APPROVED
    Since 2024-07-19
  • CA RA
    APPROVED
    Since 2022-08-04

Branch Locations

17742 Irvine Blvd Suite 200, Tustin, CA 92780 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tustin CA 09/2009 Present
Ak Financial Group Irvine CA 05/2015 Present
Private Advisor Group, Llc Morristown NJ 07/2022 Present
  • 09/2009 → Present
    Lpl Financial Llc
    Tustin, CA
  • 05/2015 → Present
    Ak Financial Group
    Irvine, CA
  • 07/2022 → Present
    Morristown, NJ
Previous Registrations
  • 2015-07-07 → 2022-12-22
    Ak Financial Group
    Tustin, CA
    Irvine, CA
Other Businesses

(1) 02/09/2012: OC WEALTH COACH/ORANGE COUNTY WEALTH COACH - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA: OC WEALTH COACH/ORANGE COUNTY WEALTH COACH - 50% OF TIME SPENT - INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (2) 12/12/2022 - OC Wealth Coach - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/09/2012 - 160 Hours Per Month/160 Hours During Securities Trading (3) 12/14/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/01/2022 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/30/2024 - BraveHer Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/23/2024 - 10 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-12
  • S66 Uniform Combined State Law Examination
    2009-03-12
Designations
Other Names
  • Trent Huston

View on SEC IAPD

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