Gary Lane Swearingen

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Charleston, IL
• 11/2016 → 09/2020
  Wells Fargo Clearing Services, Llc
  Charleston, IL
• 09/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Charleston, IL

Previous Registrations

• 2008-01-01 → 2020-09-17
  Wells Fargo Clearing Services, Llc
  Charleston, IL
  Effingham, IL
  Effingham, IL
• 2000-12-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Charleston, IL
  St. Louis, MO
  Charleston, IL

Other Businesses

ST. ANTHONY HIGH SCHOOL; NOT INV RELATED; EFFINGHAM, IL; BASS FISHING COACH; START 2/1/2020; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; ATTENDING PRACTICES AND MEETS. RENTAL PROPERTY, INV RELATED, MARCO ISLAND, FL, 100% OWNERSHIP, START 7/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, FLORISSANT, CO, 100% OWNERSHIP, START 8/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. SC3F WEALTH MANAGEMENT LLC; INV RELATED; CHARLESTION, IL; 24.7% OWNERSHIP; START 5/20/2020; 5 HOURS PER MONTH; ZERO HOURS DURING TRADING; FINET PRACTICE. SC3F ENTERPRISES LLC, INV RELATED, CHARLESTON, IL, 27% OWNERSHIP, START 6/25/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, HOLDING BUILDING FOR FINET PRACTICE. RENTAL PROPERTY, INV RELATED, FLORISSANT, CO, 100% OWNERSHIP, START 8/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. COMMERCIAL RENTAL PROPERTY, INV RELATED, CHARLESTON, IL, 13% OWNERSHIP, START 1/19/2022, 1 HOUR PER MONTH, ZERO DURING TRADING, RENTAL PROPERTY. SC3FI VENTURES, LLC; NOT INV. RELATED; CHARLESTON,IL; 27.8% OWNERSHIP; START 10/1/2022; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING; REAL ESTATE. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 27.8% OWNERSHIP, START 1/26/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. BASS FISHING PRO-AM, NOT INV RELATED, NEOGA, IL, BASS FISHING TOURNAMENT, START 5/11/2022, NEOGA, IL, BASS FISHING, 5 HRS PER MONTH, 0 HRS DURING TRADING, COMPETING IN TOURNAMENT WITH POSSIBLE WINNINGS. RENTAL PROPERTY, INV RELATED, PEORIA HEIGHTS, IL, 27% OWNERSHIP, START 10/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PRACTICE BUILDING. TRUSTEE FOR SC3F WEALTH MANAGEMENT GROUP LLC CASH BALANCE PENSION DBP; INV. RELATED; CHARLESTON, IL; 9/2022; 5 HRS PER MONTH; 0 HRS DURING TRADING. COMMERCIAL PROPERTY FOR FINET PRACTICE, INV RELATED, CHARLESTON, IL, 27% OWNERSHIP, START 4/1/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE; SWEARINGEN TAX PREPARATION ; NOT INV RELATED;NEOGA,IL; TAX PREPARATION;100% OWNERSHIP; START DATE: 03/15/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2000-11-10
• S63 Uniform Securities Agent State Law Examination
  1998-10-16

Designations

• Certified Financial Planner

Other Names

• Gary Lane Swearingen
• Gary Swearingen