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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-15
NY RA APPROVED 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2025-10-15
  • NY RA
    APPROVED
    Since 2021-11-01

Branch Locations

105 Maxess Rd Ste 319, Melville, NY 11747 • United States

Huntington, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mitchel Field NY 08/2015 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-01
S63 Uniform Securities Agent State Law Examination 2000-05-09
  • S65 Uniform Investment Adviser Law Examination
    2021-11-01
  • S63 Uniform Securities Agent State Law Examination
    2000-05-09
Other Names
  • Neil Palazzo

View on SEC IAPD

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