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Curran Blackwell Hart

LPl Financial LLC

San Jose, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-05
TX RA APPROVED_RES 2017-09-05
  • CA RA
    APPROVED
    Since 2017-09-05
  • TX RA
    APPROVED_RES
    Since 2017-09-05

Branch Locations

99 Almaden Blvd #925, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Walnut Creek CA 07/2011 08/2017
Foresters Advisory Services Llc Walnut Creek CA 08/2012 08/2017
Lpl Financial, Llc San Jose CA 09/2017 Present
  • 07/2011 → 08/2017
    Foresters Financial
    Walnut Creek, CA
  • 08/2012 → 08/2017
    Foresters Advisory Services Llc
    Walnut Creek, CA
  • 09/2017 → Present
    Lpl Financial, Llc
    San Jose, CA
Previous Registrations
  • 2012-10-08 → 2017-10-17
    Foresters Advisory Services, Llc
    Walnut Creek, CA
Other Businesses

1. 09/0/2017 - SEQUOIA WEALTH ADVISORS AND INVESTMENT MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 90%/ SAN JOSE, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-13
S63 Uniform Securities Agent State Law Examination 2008-08-04
  • S66 Uniform Combined State Law Examination
    2012-08-13
  • S63 Uniform Securities Agent State Law Examination
    2008-08-04

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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