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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2005-10-28
  • TN RA
    APPROVED
    Since 2005-10-28

Branch Locations

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger) Nashville TN 10/2005 Present
  • 10/2005 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger)
    Nashville, TN
Previous Registrations
  • 2004-03-17 → 2005-11-04
    Osaic Fa, Inc.
    Nashville, TN
Other Businesses

(1) 10/27/2005 - DBA ONLY - FAREED WEALTH MANAGEMENT - NASHVILLE, TN (2) 06/05/2013 - REAL ESTATE RENTAL - I BOUGHT A DUPLEX THAT I LIVE IN. THE UPSTAIRS APT. IS BEING RENTED TO SOMEONE WHO ISN'T A CLIENT & DOESN'T WORK IN THE INDUSTRY. - NASHVILLE, TN (3) 01/08/2024 - Vanderbilt University - Other - teaching a college course - Investment Related - Nashville, TN - Start Date 01/10/2024 - 16 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2000-04-20
Other Names
  • Joe Fareed
  • Youssef Fareed

View on SEC IAPD

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