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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-17 |
| NY | RA | APPROVED | 2021-04-23 |
| TX | RA | APPROVED | 2021-04-23 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 08/2012 | 01/2017 |
| Bank Of America, N.A. | Florham Park | NJ | 11/2012 | 01/2017 |
| Citigroup | New York | NY | 04/2017 | 04/2021 |
| Morgan Stanley Smith Barney Llc | New York | NY | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
*483091- Trust; Investment related Yes; Wayne, New Jersey; Trust; Trustee/Co-Trustee; 02/2025; During business hours: 0; After business hours: 2; *483094 - Trust; Investment related - Yes; Wayne, New Jersey; 01/2025; During business hours: 0; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-26 |
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