James Neal Washington

Wells Fargo Advisors Financial Network, LLC

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-28
MD	RA	APPROVED	2019-06-27

TX RA
APPROVED_RES

Since 2019-06-28
MD RA
APPROVED

Since 2019-06-27

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Bethesda	MD	09/2013	06/2019
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2019
Wells Fargo Advisors Financial Network, Llc	Bethesda	MD	06/2019	Present

09/2013 → 06/2019

Morgan Stanley Smith Barney Llc

Bethesda, MD
01/2015 → 06/2019

Morgan Stanley Private Bank, National Association

New York, NY
06/2019 → Present

Wells Fargo Advisors Financial Network, Llc

Bethesda, MD

Previous Registrations

2013-11-15 → 2019-06-28

Morgan Stanley

Bethesda, MD

Bethesda, MD

Potomac, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-15
S63	Uniform Securities Agent State Law Examination	2009-10-19

S66 Uniform Combined State Law Examination

2013-11-15
S63 Uniform Securities Agent State Law Examination

2009-10-19

Other Names

James Neal Washington
James Neal Washington
James Neal Washington Ii

View on SEC IAPD

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