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Nicholas A Guido

Chicago Partners Investment Group LLC

Chicago, IL

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Current Employers
Chicago Partners Investment Group Llc

1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-08
IL RA APPROVED 2022-01-13
  • TX RA
    APPROVED
    Since 2024-10-08
  • IL RA
    APPROVED
    Since 2022-01-13

Branch Locations

1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Partners Investment Group, Llc Chicago IL 11/2013 Present
Previous Registrations
Other Businesses

Name of Business: Nick Guido Address: 1 N Wacker Dr, Suite 4075 Chicago, IL 60606 Nature of Business: Insurance Position/Title: Owner Start Date: 07/01/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-31
  • S65 Uniform Investment Adviser Law Examination
    2014-03-31
Designations

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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