Brian Matthew Schmidt

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2016 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2010-07-27 → 2014-10-30
  Barclays Capital Inc.
  New York, NY
• 2010-05-06 → 2010-07-15
  Morgan Stanley
  New York, NY

Other Businesses

I*: 2267264 Entity Type: For Profit Name of OBA: Wyla Holdings LLC Address: Brooklyn, NY 11222 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: LLC was created to hold rental properties. Responsibility will be to be a landlord and maintain the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-04
• S63 Uniform Securities Agent State Law Examination
  2009-08-17

Other Names

• Brian M Schimdt
• Brian M Schmidt
• Brian Matthew Schmidt