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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc | Tampa | FL | 01/2016 | 04/2026 |
| Agia | Houston | TX | 12/2022 | 04/2026 |
| Lpl Financial Llc | Tampa | FL | 04/2026 | Present |
1.04/27/2026; Carlos Moisa; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 10hrs/mth; 10hrs during trading 2.04/27/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Front Line Investment Advisors; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 160hrs/mth; 40hrs during trading 3.08/10/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 15 Wealth Partners / 15 Wealth Advisors / 15 Wealth / Gradepoint Financial LLC; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 10hrs/mth; 10hrs during trading 4.08/10/2026; Back9, Capitas, Signal Advisors, Gradepoint Insurance DBA- The Fifteen Group; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 10hrs/mth; 10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-27 |
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