Matthew Michael Gugliemini

Employer firm

Charles Schwab Investment Management, Inc CRD 106753

$1.72T regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2017
  Wachovia Bank, N.A.
  Wilmington, DE
• 07/2017 → 03/2018
  Thomaspartners, Inc.
  Boston, MA
• 07/2014 → 07/2017
  Wells Fargo Bank
  Philadelphia, PA
• 01/2018 → 01/2020
  Charles Schwab Investment Advisory, Inc
  Boston, MA
• 01/2020 → Present
  Charles Schwab Investment Management
  Boston, MA

Previous Registrations

• 2018-02-15 → 2020-10-28
  Charles Schwab Investment Advisory, Inc.
  Boston, MA
  San Francisco, CA
• 2017-08-07 → 2018-03-30
  Thomaspartners, Inc.
  Boston, MA
• 2011-01-31 → 2014-06-23
  Wells Fargo Clearing Services, Llc
  Wilmington, DE
  West Chester, PA
  Radnor, PA

Exams

• S66 Uniform Combined State Law Examination
  2008-09-24

Designations

• Chartered Financial Analyst

Other Names

• Matt M Gugliemini
• Matthew M Gugliemini