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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-02 |
Branch Locations
18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Irvine | CA | 05/2006 | 10/2018 |
| Wells Fargo Advisors Llc | Irvine | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 10/2018 |
| Bancwest Investment Services, Inc. | Newport Beach | CA | 10/2018 | 02/2023 |
| Bmo Bank Na | Newport Beach | CA | 10/2018 | 09/2024 |
| Lpl Financial Llc | Huntington Beach | CA | 07/2023 | 09/2024 |
| Ameriprise Financial Services, Llc | Costa Mesa | CA | 09/2024 | 02/2026 |
| Rbc Securities, Inc | Irvine | CA | 02/2026 | Present |
Outside Employment; City National Bank; I am an employee of City National Bank and I wear a dual hat as a licensed individual. ; Retail; 18111 VON KARMAN AVE.4th Floor IRVINE, CA, USA, 92612; Investment-Related; 02/23/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-15 |
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