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3963 Maple Avenue Suite 300, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-07-17 |
Branch Locations
3963 Maple Avenue Suite 300, Dallas, TX 75219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bluffview Ria, Lp | Dallas | TX | 04/2009 | Present |
| Bluffview Securities, Lp | Dallas | TX | 04/2009 | Present |
| Birnam Wood Capital, Llc | Dallas | TX | 07/2015 | Present |
Scalar Gauge Fund, LP (SGF); investment-related; 4311 Oak Lawn Avenue, Suite 550 Dallas, Texas 75219; Hedge Fund; Fund Advisor; 03/2017; 5 hours per month with no hours during securities trading; Advisor to the Fund. DTC Charlie, LLC; investment-related; 3963 Maple Ave., Suite 300 Dallas, TX 75219; Special Purpose Vehicle Management; Owner; 11/2017; 5 hours per month outside of securities trading hours; managing the Stand Alone LLC special purpose investment vehicle. Durham Resources, LLC; investment-related; 3963 Maple Ave., Suite 300 Dallas, TX 75219; Special Purpose Vehicle Management; Owner; 05/2015; 12 hours per month outside of securities trading hours; managing Five single purpose investment vehicles (BWC-CSL Funding Vehicle LLC; BWC 3100, LLC; Iron Horse Capital, LLC; Iron Horse Preferred, LLC; Plant Products Investment I, LLC) Ardenton Capital Corporation; Investment-Related, duties are not investment related; 60 W 6th Avenue, Suite 200 Vancouver, BC V5Y 1K1; Private Equity Corporation; Member of the Board; 11/21; 1-5 hours outside of business hours. Board Member duties.wner; Pello, LLC; Not Investment Related; 3963 Maple Ave, Suite 300, Dallas TX 7519; Sporting goods Business; Chairman and Majority; 01/01/2022; 10 hours per month; no hours during securities trading hours; Chairman Duties. Marathon Residential, LLC; Manager; Start date - 4/2023; Address - 3963 Maple Ave, Dallas, TX 75219; Real Estate Investment; 10 hours per month spent on business. Scrap it; Board Member; Start Date: 10/2024; Dallas, TX; 1 hour spent per month; Site Management Business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-02 |
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