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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-06-29
PA RA APPROVED 2023-06-29
  • DE RA
    APPROVED
    Since 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

7234 Lancaster Pike Suite 211A, Hockessin, DE 19707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 07/2009 07/2022
Penn Mutual Life Ins Co Horsham PA 07/2009 07/2022
Cetera Wealth Services, Llc El Segundo CA 07/2022 Present
Hfs Advisers Wilmington DE 01/2019 Present
College Cost Solutions Wilmington DE 01/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Hfs Advisers Llc Wilmington DE 09/2023 Present
  • 07/2009 → 07/2022
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 07/2009 → 07/2022
    Penn Mutual Life Ins Co
    Horsham, PA
  • 07/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2019 → Present
    Hfs Advisers
    Wilmington, DE
  • 01/2017 → Present
    College Cost Solutions
    Wilmington, DE
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2023 → Present
    Hfs Advisers Llc
    Wilmington, DE
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2009 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE , DISABILITY, ANNUITIES, LONG-TERM CARE AND PROPERTY AND CASUALTY INSURANCE; 2. NAME OF OTHER BUSINESS: COLLEGE COST SOLUTIONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: GENERATING CLIENTS THAT ARE INTERESTED IN PAYING FOR COLLEGE. START DATE: 1/2017 POSITION/TITLE/RELATIONSHIP: OWNER - LEAD PRESENTER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PRESENT SEMINARS TO HIGH SCHOOL PARENTS ON THE TOPIC OF PAYING FOR COLLEGE - THEN MEET WITH PARENTS IF NEEDED; 3. NAME OF OTHER BUSINESS: HFS ADVISERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY START DATE: 1/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISORY - INVESTMENT AND INSURANCE PLANNING; 4. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: <1; APX NUMBER OF HOURS DURING TRADING HOURS: <1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS AS NEEDED; 5. NAME OF OTHER BUSINESS: HFS ADVISERS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC CREATED FOR EXPENSE MANAGEMENT PURPOSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-01
S63 Uniform Securities Agent State Law Examination 2009-07-30
  • S65 Uniform Investment Adviser Law Examination
    2012-06-01
  • S63 Uniform Securities Agent State Law Examination
    2009-07-30
Designations

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