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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
10 West Illinois Street Suite 120, St. Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | St. Charles | IL | 03/2016 | Present |
| Highpoint Advisor Group Dba Onpath | St. Charles | IL | 03/2016 | Present |
(1) 03/10/2016 * Highpoint Advisor Group, LLC * Registered Investment Advisor DBA * HighPoint Planning Partners * INV REL * AT REPORTED BUSINESS LOCAION(S) * (2) 03/10/2016 * Highpoint Advisor Group, LLC * Registered Investment Advisor Hybrid * AT REPORTED BUSINESS LOCAION(S) (3) 03/14/2016 * DBA for LPL Business (entity for LPL business) * HighPoint Planning Partners * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 07/13/2015 (4) 06/09/2016 * OnPath Financial LLC * DBA for LPL Business (entity for LPL business) * inv rel * at reported business location(s) * start 03/01/2016 * 1. yes, RIA services from Highpoint Planning Partners 2. no 3. no 4. no * 0 hrs/mo. (5) 02/21/2017 * Brainerd Advisors, LTD * Investment Related * At Reported Business Location(s) * Business Entity For Tax/Investment Purposes Only * 1099 Income from LPL Financial and 1099 Income from Highpoint Planning Partners, RIA * Started 02/02/2017 * 0 Hours Per Month/0 Hours During Securities Trading. (6) 10/08/2024 - Brainerd Advisors Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/29/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-14 |
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