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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

10 West Illinois Street Suite 120, St. Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc St. Charles IL 03/2016 Present
Highpoint Advisor Group Dba Onpath St. Charles IL 03/2016 Present
  • 03/2016 → Present
    Lpl Financial, Llc
    St. Charles, IL
  • 03/2016 → Present
    Highpoint Advisor Group Dba Onpath
    St. Charles, IL
Previous Registrations
  • 2016-03-08 → 2021-12-31
    Highpoint Planning Partners
    St Charles, IL
    Downers Grove, IL
    St. Charles, IL
  • 2009-04-03 → 2016-03-07
    Maryland Heights, MO
    St Charles, IL
  • 2008-08-29 → 2009-02-26
    St Louis, MO
    St Charles, IL
Other Businesses

(1) 03/10/2016 * Highpoint Advisor Group, LLC * Registered Investment Advisor DBA * HighPoint Planning Partners * INV REL * AT REPORTED BUSINESS LOCAION(S) * (2) 03/10/2016 * Highpoint Advisor Group, LLC * Registered Investment Advisor Hybrid * AT REPORTED BUSINESS LOCAION(S) (3) 03/14/2016 * DBA for LPL Business (entity for LPL business) * HighPoint Planning Partners * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 07/13/2015 (4) 06/09/2016 * OnPath Financial LLC * DBA for LPL Business (entity for LPL business) * inv rel * at reported business location(s) * start 03/01/2016 * 1. yes, RIA services from Highpoint Planning Partners 2. no 3. no 4. no * 0 hrs/mo. (5) 02/21/2017 * Brainerd Advisors, LTD * Investment Related * At Reported Business Location(s) * Business Entity For Tax/Investment Purposes Only * 1099 Income from LPL Financial and 1099 Income from Highpoint Planning Partners, RIA * Started 02/02/2017 * 0 Hours Per Month/0 Hours During Securities Trading. (6) 10/08/2024 - Brainerd Advisors Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/29/2024 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Designations
Other Names
  • Kevin Brainerd
  • Kevin A Brainerd

View on SEC IAPD

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