Best Investors Account Sign in

James Patrick Mcfadden

Wells Fargo Clearing Services, LLC

Radnor, PA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-02
PA RA APPROVED 2019-12-13
  • TX RA
    APPROVED_RES
    Since 2020-07-02
  • PA RA
    APPROVED
    Since 2019-12-13

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Fund Distributors Conshohocken PA 09/2015 01/2017
Carillon Tower Advisers, Inc. St. Petersburg FL 06/2016 12/2019
Eagle Fund Distributors Bryn Mawr PA 01/2017 12/2019
Wells Fargo Clearing Services Llc Jenkintown PA 11/2019 Present
  • 09/2015 → 01/2017
    Eagle Fund Distributors
    Conshohocken, PA
  • 06/2016 → 12/2019
    Carillon Tower Advisers, Inc.
    St. Petersburg, FL
  • 01/2017 → 12/2019
    Eagle Fund Distributors
    Bryn Mawr, PA
  • 11/2019 → Present
    Wells Fargo Clearing Services Llc
    Jenkintown, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-10-30
S65 Uniform Investment Adviser Law Examination 2015-07-10
  • S63 Uniform Securities Agent State Law Examination
    2015-10-30
  • S65 Uniform Investment Adviser Law Examination
    2015-07-10
Other Names
  • James Patrick Mcfadden
  • James Mcfadden

View on SEC IAPD

Other Firms

NORDWAND ADVISORS
MCADAM LLC
ALTERRA IOS MANAGER, LLC
LINCOLN FINANCIAL INVESTMENTS CORPORATION
WICK CAPITAL PARTNERS, LLC
NORDWAND INVESTMENTS, LLC
V3LIMITED LLC
PRESILIUM PRIVATE WEALTH, LLC

Other Investors

GERALD JOSHUA KANE
CHRISTOPHER MICHAEL BOYLE
DOUGLAS HENRY DELONG
THEODORE WESLEY BROOKS
PATRICK JOSEPH MCGINNIS
Connor Drew Martin
JAMES FRANCIS MARTIN
Lisa Dimter

Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

More in Radnor, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor