Neal Jack Rodrigues

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-14
AZ	RA	APPROVED	2012-02-03

TX RA
APPROVED_RES

Since 2016-10-14
AZ RA
APPROVED

Since 2012-02-03

Branch Locations

25175 N Lake Pleasant Pkwy, Peoria, AZ 85383 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Sun City	AZ	01/2012	11/2016
Wells Fargo Clearing Services, Llc	Sun City	AZ	11/2016	Present

01/2012 → 11/2016

Wells Fargo Advisors, Llc.

Sun City, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sun City, AZ

Previous Registrations

2008-09-03 → 2012-01-23

Edward Jones

Glendale, AZ

St Louis, MO

Tempe, AZ

Tempe, AZ

Surprise, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-15

S66 Uniform Combined State Law Examination

2008-08-15

Other Names

Neal Rodrigues
Neal Jack Rodrigues
Neal Jack Rodriques

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews