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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-15 |
Branch Locations
128 Yadkin Valley Road, Bermuda Run, NC 27006 • United States
1691 Westbrook Plaza Drive, Winston-Salem, NC 27103 • United States
6320 Allegacy Way, Clemmons, NC 27012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Winston-Salem | NC | 06/2015 | 03/2017 |
| Mml Investors Services, Llc | Winston-Salem | NC | 03/2017 | 07/2018 |
| Massmutual Life Insurance Co | Winston-Salem | NC | 07/2016 | 07/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2018 | 05/2025 |
| Allegacy Federal Credit Union | Clemmons | NC | 07/2018 | Present |
| Lpl Financial Llc | Bermuda Run | NC | 05/2025 | Present |
1. 04/08/2025-Allegacy Investment Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/23/2018- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
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