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Frank J. Novelli

Strategic Advisers LLC

Park Ridge, IL

Chicago, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Park Ridge, IL • United States

401 N. Michigan Ave Ste 100, Chicago, IL 60611-2200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments Chicago IL 07/2014 12/2020
Td Ameritrade Northbrook IL 03/2021 12/2022
Unemployed Chicago IL 12/2020 03/2021
Charles Schwab And Co., Inc. Northbrook IL 12/2022 08/2023
Fidelity Investments Chicago IL 08/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2014 → 12/2020
    Nuveen Investments
    Chicago, IL
  • 03/2021 → 12/2022
    Td Ameritrade
    Northbrook, IL
  • 12/2020 → 03/2021
    Unemployed
    Chicago, IL
  • 12/2022 → 08/2023
    Charles Schwab And Co., Inc.
    Northbrook, IL
  • 08/2023 → Present
    Fidelity Investments
    Chicago, IL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-15 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chicago, IL
  • 2022-01-26 → 2023-08-21
    Charles Schwab & Co., Inc.
    Northbrook, IL
  • 2021-04-15 → 2023-08-21
    Td Ameritrade Investment Management, Llc
    Northbrook, IL
  • 2021-04-15 → 2022-10-14
    Td Ameritrade, Inc.
    Northbrook, IL
  • 2014-08-11 → 2020-08-07
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-10
S63 Uniform Securities Agent State Law Examination 2008-08-07
  • S65 Uniform Investment Adviser Law Examination
    2014-08-10
  • S63 Uniform Securities Agent State Law Examination
    2008-08-07
Designations
Other Names
  • Frank Joseph Novelli
  • Frank J Novelli
  • Frank Novelli

View on SEC IAPD

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