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Matthew Samuel Sumner

LPl Financial LLC

Spartanburg, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-11-30
  • SC RA
    APPROVED
    Since 2020-11-30

Branch Locations

2992 Reidville Rd Suite 209, Spartanburg, SC 29301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 05/2009 06/2020
Equitable Advisors, Llc New York NY 05/2009 11/2020
Lpl Financial Llc Spartanburg SC 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-15
  • S66 Uniform Combined State Law Examination
    2008-08-15
Other Names
  • Matthew Sumner

View on SEC IAPD

Other Firms

COLONIAL TRUST ADVISORS, INC.
NEWEDGE ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
EDWARD JONES
TRUIST ADVISORY SERVICES, INC.

Other Investors

CAMP ROOKER WYNN
CHARLES WILLIAM CLEMENTSON
BERT DIXON BARRE
Sarah Beth Shalala
Cullen Turner Coxe
MATTHEW JORDAN VAN NAME
Brittany Chester Bynum
Joseph P. Anderson

Other Offices

COLONIAL TRUST ADVISORS, INC. · SPARTANBURG, SC
NEWEDGE ADVISORS · Spartanburg, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SPARTANBURG, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · Spartanburg, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
CETERA INVESTMENT ADVISERS LLC · SPARTANBURG, SC
LPL ENTERPRISE, LLC · SPARTANBURG, SC

More in Spartanburg, SC

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