Michael Henry Haggerty

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-09
CT	RA	APPROVED	2013-04-18

TX RA
APPROVED_RES

Since 2020-03-09
CT RA
APPROVED

Since 2013-04-18

Branch Locations

Orange, CT • United States

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New Haven	CT	04/2013	Present

04/2013 → Present

Ubs Financial Services Inc.

New Haven, CT

Other Businesses

1)Crossfit New Haven / 1175 State Street New Haven,CT 06510 / No/ Privately Held / USD / No / No / / Start Date 8/31/16 / 2) New Haven Chamber of Commerce / 900 chapel street New Haven,CT 06510 / Charity/ Charity / Standard Chamber of Commerce activities / Member of Board of directors / / I run the young professional's networking group for the New Haven Chamber of Commerce. Our primary objectives are creating networking opportunities for New Haven areas young professionals via monthly happy hours. This is a not for profit group, I am not paid or did I pay to be on the board. / Start Date 2/1/2017 / 3) Name of Business: New Haven Strength & Athletics./ Address; 310 Winchester AveNew Haven CT United States 06510./ Investment Related: No./ Nature: Fitness Center./ Role: Partner./ Duty: As a co-owner I will help make business and other strategic decisions that have to do with operating a gym./ Start Date: 8/7/2023./ Time Required: N/A.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-17

S66 Uniform Combined State Law Examination

2013-04-17

Other Names

Michael Haggerty
Michael Henry Haggerty

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