Derek Michael Schwartz

Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2016
  Blackrock
  Wilmington, DE
• 07/2014 → 12/2016
  Blackrock Investments, Llc
  Wilmington, DE
• 12/2016 → 05/2021
  M Holdings Securities, Inc.
  Bethlehem, PA
• 12/2016 → 12/2017
  Cornerstone Institutional Investors, Llc
  Bethlehem, PA
• 12/2016 → 05/2021
  Cornerstone Advisors Asset Management, Llc
  Bethlehem, PA
• 12/2016 → 05/2021
  Cornerstone Benefits, Inc
  Bethlehem, PA
• 06/2021 → 04/2022
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 06/2021 → 04/2022
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 04/2022 → 08/2025
  Tiaa
  Denver, CO
• 06/2025 → 08/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 09/2025 → Present
  One Capital Management
  Denver, CO

Previous Registrations

• 2025-06-20 → 2025-09-17
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Glendale, CO
• 2021-06-22 → 2022-04-25
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2017-01-19 → 2021-06-03
  Cornerstone Advisors Asset Management, Llc
  Bethlehem, PA
• 2017-01-13 → 2017-12-31
  Cornerstone Institutional Investors, Inc.
  Bethlehem, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-13
• S63 Uniform Securities Agent State Law Examination
  2014-09-11

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Derek Michael Schwartz
• Derek Schwartz