Lisa Marie Morgan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-08-11

PA RA
APPROVED

Since 2021-08-11

Branch Locations

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Erie	PA	04/2009	03/2020
Ameriprise Financial Services, Llc	Erie	PA	03/2020	Present

04/2009 → 03/2020

Ameriprise Financial Services, Inc.

Erie, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Erie, PA

Other Businesses

Outside Employment; Loose, Tetuan, Dunn, Bergdahl & Associates; Paraplanner to all the Ameriprise advisors in our office. Client Service Specialist.; Manage advisory business; 1704 West 26th Street, , Erie, PA, 16508; Investment-Related; 04/08/2008; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-18

S66 Uniform Combined State Law Examination

2009-08-18

Other Names

Lisa Morgan

View on SEC IAPD