Simi Schwartz

Current Employers

Employment History

• 12/2010 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 02/2011 → 06/2021
  Bank Of America, N.A.
  Paramus, NJ
• 06/2021 → 05/2022
  Raymond James Financial Services, Inc.
  Paramus, NJ
• 06/2021 → Present
  Steward Partners Investment Advisory Llc
  Paramus, NJ
• 06/2021 → Present
  Steward Partners Global Advisory, Llc
  Paramus, NJ
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Paramus, NJ

Previous Registrations

• 2011-01-24 → 2021-06-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
  Fort Lee, NJ
  Paramus, NJ

Other Businesses

1) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Paramus, NJ. Nature of the business: Insurance Agent. Position: Partner. Start Date: 06/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Agent 2) Name of Business : Steward Partners Global Advisory Address: 115 West Century Road Suite 145,Paramus, NJ Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Advisor Investment Related:No Start Date: 06/15/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide advisory services to clients 3) Name of Business : Steward Partners Investment Advisory LLC Address: 115 West Century Road Suite 145,Paramus, NJ Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 06/15/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide Advisory Services for clients 4) Name of Business : The S&L Group Address: 115 West Century Road Suite 145,Paramus, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 06/15/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-14
• S63 Uniform Securities Agent State Law Examination
  2009-07-27

Designations

Other Names

• Simi B Schwartz
• Simi Liberman