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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-09 |
Branch Locations
33 Arch Street, 12Th Floor Suite 1210, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teachers Personal Investors Services, Inc | Waltham | MA | 08/2012 | 12/2016 |
| Tiaa | Waltham | MA | 08/2012 | 12/2016 |
| Nuveen Securities, Llc | Chicago | IL | 01/2017 | 03/2023 |
| Nuveen Asset Management, Llc | Chicago | IL | 11/2022 | 03/2023 |
| Tiaa | Boston | MA | 06/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Boston | MA | 06/2024 | Present |
| Unemployed | Boston | MA | 04/2023 | 05/2024 |
97 WALTHAM ST CONDO ASSOCIATION POSITION: Trustee NATURE: This is a condo building which consists of 6 units. The HOA is responsible for collection of HOA dues and building related bill payments (electricity, water, snow removal, etc). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2014 ADDRESS: Home Address, Boston MA 02118, United States DESCRIPTION: I oversee the operating account and bill payments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-13 |
| S66 | Uniform Combined State Law Examination | 2005-09-26 |
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