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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-03
TX RA APPROVED 2021-06-02
  • NJ RA
    APPROVED
    Since 2021-06-03
  • TX RA
    APPROVED
    Since 2021-06-02

Branch Locations

222 Mount Airy Road Ste 209, Basking Ridge, NJ 07920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Florham Park NJ 04/2011 06/2021
Bank Of America Na Florham Park NJ 06/2011 06/2021
Raymond James Financial Services Basking Ridge NJ 06/2021 Present
Raymond James Financial Services Advisors Basking Ridge NJ 06/2021 Present
Ironridge Wealth Management Group Basking Ridge NJ 06/2021 Present
Maverick Wealth Advisors Llc Basking Ridge NJ 06/2021 Present
  • 04/2011 → 06/2021
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Florham Park, NJ
  • 06/2011 → 06/2021
    Bank Of America Na
    Florham Park, NJ
  • 06/2021 → Present
    Raymond James Financial Services
    Basking Ridge, NJ
  • 06/2021 → Present
    Raymond James Financial Services Advisors
    Basking Ridge, NJ
  • 06/2021 → Present
    Ironridge Wealth Management Group
    Basking Ridge, NJ
  • 06/2021 → Present
    Maverick Wealth Advisors Llc
    Basking Ridge, NJ
Previous Registrations
Other Businesses

(1)Name of Business: IronRidge Wealth Management Group Address: 222 Mt. Airy Rd., Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/03/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor (2)Name of Business: Maverick Wealth Advisors LLC Address: 222 Mt. Airy Rd., Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/03/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: LLC established for tax and bookkeeping purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-02
S63 Uniform Securities Agent State Law Examination 2008-07-28
  • S65 Uniform Investment Adviser Law Examination
    2009-12-02
  • S63 Uniform Securities Agent State Law Examination
    2008-07-28
Other Names
  • George Cuevas
  • George M Cuevas Ii
  • George M Cuevas Ii
  • George M Cuevas

View on SEC IAPD

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