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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-06-03 |
| TX | RA | APPROVED | 2021-06-02 |
Branch Locations
222 Mount Airy Road Ste 209, Basking Ridge, NJ 07920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Florham Park | NJ | 04/2011 | 06/2021 |
| Bank Of America Na | Florham Park | NJ | 06/2011 | 06/2021 |
| Raymond James Financial Services | Basking Ridge | NJ | 06/2021 | Present |
| Raymond James Financial Services Advisors | Basking Ridge | NJ | 06/2021 | Present |
| Ironridge Wealth Management Group | Basking Ridge | NJ | 06/2021 | Present |
| Maverick Wealth Advisors Llc | Basking Ridge | NJ | 06/2021 | Present |
(1)Name of Business: IronRidge Wealth Management Group Address: 222 Mt. Airy Rd., Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/03/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor (2)Name of Business: Maverick Wealth Advisors LLC Address: 222 Mt. Airy Rd., Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/03/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: LLC established for tax and bookkeeping purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-28 |
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