Brett Stephen May

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2015-04-23
TX	RA	APPROVED_RES	2013-06-11

LA RA
APPROVED

Since 2015-04-23
TX RA
APPROVED_RES

Since 2013-06-11

Branch Locations

8201 Village Plaza Court Ste 2B, Baton Rouge, LA 70810 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Baton Rouge	LA	05/2009	03/2020
Ameriprise Financial Services, Llc	Baton Rouge	LA	03/2020	Present

05/2009 → 03/2020

Ameriprise Financial Services, Inc.

Baton Rouge, LA
03/2020 → Present

Ameriprise Financial Services, Llc

Baton Rouge, LA

Other Businesses

Board of Directors; Baton Rouge Ancient Athlete Society; President; 8550 United Plaza Blvd Ste 1001, , Baton Rouge, LA, 70809; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-04
S63	Uniform Securities Agent State Law Examination	2010-04-28

S65 Uniform Investment Adviser Law Examination

2013-09-04
S63 Uniform Securities Agent State Law Examination

2010-04-28

Other Names

Brett S May

View on SEC IAPD