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Austin James Mitchell

Corient

Dallas, TX

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-14
  • TX RA
    APPROVED
    Since 2025-08-14

Branch Locations

5950 Sherry Lane Suite 600, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2008 02/2024
Northwestern Mutual Investment Services Llc Dallas TX 09/2009 02/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 03/2024
Raymond James Financial Services, Inc. Dallas TX 03/2024 08/2025
Raymond James Financial Services Advisors, Inc. Dallas TX 03/2024 08/2025
Corient Dallas TX 08/2025 Present
Corient Services Llc Miami FL 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-22
S63 Uniform Securities Agent State Law Examination 2010-04-19
  • S65 Uniform Investment Adviser Law Examination
    2013-11-22
  • S63 Uniform Securities Agent State Law Examination
    2010-04-19
Designations

View on SEC IAPD

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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