Michael Thomas Lepore

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 04/2014 → 09/2017
  San Jose State University
  San Jose, CA
• 03/2018 → 03/2019
  Bank Of America, N.A.
  Atlanta, GA
• 03/2019 → Present
  Rockefeller Financial Llc
  Atlanta, GA
• 03/2019 → Present
  Rock & Co Llc
  Atlanta, GA

Previous Registrations

• 2018-01-10 → 2019-03-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Other Businesses

Organization: Top Notch Basketball Club Position: Youth Basketball Coach Organization Address: Atlanta, GA. Is business investment related? No. Relationship with business: Outside contractor. Will be taxed using a 1099. Start Date: TBD. Approx November 15, 2017. Number of hours/month devoted: 8-10 hours. Number of hours during securities trading hours: 0. Duties: I will be a youth basketball coach. I will instruct and coach young adults on a 8th grade basketball team. I will organize and operate camps/clinics on approx. 1 weekend day per month. I will respond to emails from families in regards to the team and schedule. Mr. Lepore is also a licensed insurance agent with RCM Insurance Svces LLC, an affiliate of the firm. As of July 2019, Mike Lepore will act as a Board Member of the athletic (basketball) organization, The Terminus Classic. This will be an annual event, consisting of a college basketball double header at State Farm Arena in Atlanta. Mike's general duties will be to provide general guidance and advice for the event based on my financial background and experience as a college basketball coach. He will devote approximately 5 hours per month to this, and 0 hours per trading hours to this compensated activity. Mike will be compensated by a percentage of the profits that the event generates

Exams

• S66 Uniform Combined State Law Examination
  2018-01-04

Other Names

• Michael Thomas Lepore
• Michael Thomas Lepore
• Michael Lepore