David F Depalma

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12
TX	RA	APPROVED_RES	2014-07-23
CT	RA	APPROVED	2010-05-28

NY RA
APPROVED

Since 2021-04-12
TX RA
APPROVED_RES

Since 2014-07-23
CT RA
APPROVED

Since 2010-05-28

Branch Locations

Westport, CT • United States

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors	New York	NY	06/2008	06/2020
Equitable Advisors, Llc	New York	NY	06/2008	Present

06/2008 → 06/2020

Axa Advisors

New York, NY
06/2008 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

VARIOUS OUTSIDE INSURANCE ACTIVITYDBA:Periscope Wealth PartnersProperty & Casualty Insurance Broker; Executor of Mother's Estate - Camille Hottensen DePalma

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-30

S66 Uniform Combined State Law Examination

2008-07-30

Other Names

David Depalma

View on SEC IAPD