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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-13
WI RA APPROVED 2015-05-18
  • TX RA
    APPROVED
    Since 2019-08-13
  • WI RA
    APPROVED
    Since 2015-05-18

Branch Locations

411 North River Road, West Bend, WI 53090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc West Bend WI 08/2014 Present
Thrivent Financial Appleton WI 10/2014 Present
Other Businesses

WISCONSIN LUTHERAN COLLEGE ALUMNI BOARD POSITION: Career Board Member NATURE: College Alumni Board with focus on Careers INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/06/2017 ADDRESS: 8800 W Bluemound Rd, Milwaukee WI 53226 DESCRIPTION: I advise on a board consisting of alumni for the college. My role is focused on engaging alumni and current students in a means of successfully building careers for both. I help plan and coordinate events to facilitate career development for both populations. 411 N RIVER ROAD LLC POSITION: Owner NATURE: LLC ownership for real estate purposes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 411 N River Road, West Bend WI 53090, United States DESCRIPTION: I am creating an LLC to own the property that my office will be renting from. My partner (non-Thrivent client) in the LLC will also be renting from the LLC for his food retail business. GOOD SHEPHERD LUTHERAN SCHOOL COUNCIL FOR CHRISTIAN EDUCATION POSITION: Member NATURE: The Council for Christian Education is in charge of policy making, role/call approval, tuition rate setting and other decisions for the school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 777 S Indiana Ave, West Bend WI 53095, United States DESCRIPTION: Review recommendations made by school leadership regarding positions within the school, tuition rates, and school policy/procedures; approve, amend or reject recommendations made on these topics for the school WASHINGTON COUNTY FOSTER CLOSET POSITION: Board Member NATURE: To serve our County's youth and families by offering clothing and resources while providing support to our foster families and bringing awareness to our community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2026 ADDRESS: 3018 E Progress Dr, Unit 1, West Bend WI 53095, United States DESCRIPTION: Serve on the board of directors providing strategic oversight in areas of serving more members in the community through creating awareness in the community

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-15
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S65 Uniform Investment Adviser Law Examination
    2015-05-15
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16

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