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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-23
  • IN RA
    APPROVED
    Since 2025-07-23

Branch Locations

10401 N Meridian Street Suite 205, Carmel, IN 46290 • United States

Fountaintown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thurston, Springer, Miller, Herd & Titak, Inc. Indianapolis IN 05/2011 07/2025
Thurston Springer Advisors Indianapolis IN 08/2020 07/2025
Raymond James & Associates, Inc Carmel IN 07/2025 Present
Previous Registrations
  • 2020-08-24 → 2025-07-29
    Indianapolis, IN
  • 2011-06-01 → 2021-07-06
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2010-04-15 → 2011-05-31
    Beech Grove, IN
  • 2008-09-23 → 2010-03-25
    Waddell & Reed
    Greenwood, IN
    Charleroi, PA
    Bloomington, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-22
S63 Uniform Securities Agent State Law Examination 2008-09-03
  • S65 Uniform Investment Adviser Law Examination
    2008-09-22
  • S63 Uniform Securities Agent State Law Examination
    2008-09-03
Other Names
  • Elizabeth Ann Stevenson
  • Beth Ann Hurst
  • Beth Hurst

View on SEC IAPD

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