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Alaina Cass

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-13
TX RA APPROVED_RES 2022-09-13
  • NC RA
    APPROVED
    Since 2022-09-13
  • TX RA
    APPROVED_RES
    Since 2022-09-13

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 06/2016 08/2017
Jpmorgan Chase Bank, N.A. Charlotte NC 08/2022 Present
J.P. Morgan Securities Llc Charlotte NC 08/2022 Present
Citibank Na London 09/2017 05/2022
Unemployed London 06/2022 07/2022
  • 06/2016 → 08/2017
    Citigroup
    New York, NY
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 08/2022 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 09/2017 → 05/2022
    Citibank Na
    London
  • 06/2022 → 07/2022
    Unemployed
    London
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 2009-08-25
  • S66 Uniform Combined State Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2009-08-25
Other Names
  • Alaina Rose Melichar
  • Alaina Melichar Cass

View on SEC IAPD

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