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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2023-09-01 |
| CT | RA | APPROVED | 2023-09-01 |
| FL | RA | APPROVED | 2023-09-01 |
| GA | RA | APPROVED | 2023-09-01 |
| IL | RA | APPROVED | 2023-09-01 |
| MS | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
| UT | RA | APPROVED | 2023-09-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fontaine Retirement Group | Miami | FL | 10/2010 | Present |
| Sagepoint Financial, Inc. | Miami | FL | 10/2015 | 09/2023 |
| Osaic Wealth, Inc. | Miami | FL | 09/2023 | Present |
1. FONTAINE ENTERPRISES, LLC POSITION: Managing Member NATURE: LLC that I use to run my practice, pay my expenses and run payroll. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2003 ADDRESS: 5730 SW 74 Street, Suite 800, South Miami FL 33143, United States DESCRIPTION: payroll, taxes, office expenses 2. FONTAINE RETIREMENT GROUP, AN INDEPENDENT FIRM POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/19/2016 ADDRESS: 5730 SW 74th Street, Suite 800, South Miami FL 33143-5376, United States DESCRIPTION: Insurance Agent for Fixed Annuities, Fixed Indexed Annuities, Fixed Life, Health, medicare supplement and advantage plans 3. DAVID FONTAINE - LIFE INSURANCE TRUST POSITION: Trustee NATURE: The trustee of my own Life Insurance Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2023 ADDRESS: 11322 SW 104 Avenue, Miami FL 33176, United States DESCRIPTION: Trustee of my own Life Insurance Trust 4. NOTARY POSITION: Notary NATURE: I have a notary stamp and notarize basic documents as a convenience for clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/14/2023 ADDRESS: 5730 SW 74 Street, Suite 800, South Miami FL 33143, United States DESCRIPTION: Notarizing basic documents for clients 4. DAVID FONTAINE REVOCABLE LIVING TRUST POSITION: Trustee NATURE: Revocable Living Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2023 ADDRESS: 11322 SW 104 Avenue, Miami, FL 33176 DESCRIPTION: Trustee of my own Revocable Living Trust
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
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