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Ron Armand Benoit

Stifel, Nicolaus & Company, Incorporated

Murrieta, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-31
CA RA APPROVED 2019-04-03
  • TX RA
    APPROVED
    Since 2020-03-31
  • CA RA
    APPROVED
    Since 2019-04-03

Branch Locations

25220 Hancock Ave Suite 300, Murrieta, CA 92562 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside CA 10/2009 04/2019
Stifel Nicolaus & Co Inc Murrieta CA 04/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Other Names
  • Ronald Armand Benoit

View on SEC IAPD

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Other Offices

DAVIES FINANCIAL ADVISORS, INC. · MURRIETA, CA
EDWARD JONES · MURRIETA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murrieta, CA
CLG LLC · Murrieta, CA
INDEPENDENT FINANCIAL GROUP, LLC · Murrieta, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Murrieta, CA
COMMONWEALTH FINANCIAL NETWORK · Murrieta, CA
LPL FINANCIAL LLC · MURRIETA, CA

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