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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-04-03
  • AZ RA
    APPROVED
    Since 2018-04-03

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transperfect Remote Interpreting Tempe AZ 01/2015 03/2017
Edward Jones St. Louis MO 03/2016 02/2017
Massachusetts Mutual Life Insurance Company Springfield MA 02/2017 Present
Mml Investors Services, Llc Springfield MA 02/2017 Present
  • 01/2015 → 03/2017
    Transperfect Remote Interpreting
    Tempe, AZ
  • 03/2016 → 02/2017
    St. Louis, MO
  • 02/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 02/2017 → Present
    Springfield, MA
Previous Registrations
Other Businesses

1) NAME: RENTAL PROPERTY; INV REL: N; ADD: 17425 N 36TH AVE., GLENDALE, AZ 85308; NATURE: RENTAL HOME; POSITION: RENTAL HOME OWNER; START DATE: 01/2013; NO. HR/MO: 0-1 PER MONTH IF SOMETHING COMES UP; NO. HR/MO DURING SEC TRADING: 0; DESCRIBE DUTIES: OUR PROPERTY MANAGERS MANAGE OUR HOUSES FOR US. MY HUSBAND AND I ARE JUST THE RENTALS OWNERS. 2) NAME: RENTAL PROPERTY; INV REL: N; ADD: 4352 N MARCLIFFE PL, BOISE, ID 83704; NATURE: RENTAL HOME; POSITION: RENTAL HOME OWNER; START DATE: 09/2014; NO. HR/MO: 0-1 PER MONTH IF SOMETHING COMES UP; NO. HR/MO DURING SEC TRADING: 0; DESCRIBE DUTIES: OUR PROPERTY MANAGERS MANAGE OUR HOUSES FOR US. MY HUSBAND AND I ARE JUST THE RENTALS OWNERS. 3) NAME: Rental INV REL: N ADD: 2931 E Villa Rita, Phoenix, AZ 85032 NATURE: Rental property POSITION: Owner START DATE: 03/01/2018 NO. HR/MO: Almost (0-0.5) hr./mon NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Property manager manage for us 4) NAME: Solar Rose Ranch LLC INV REL: N ADD: 2271 W Mandalay Lane, Phoenix AZ 85023 NATURE: Farming Solar Energy POSITION: Owner START DATE: 10-09-20 NO. HR/MO: 0-4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Owner 5) NAME: Cargo Hold Net LLC INV REL: N ADD: 2271 NATURE: Importing Goods POSITION: Owner START DATE: 2005 NO. HR/MO: 0-4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Owner 6) NAME: Rental INV REL: Y ADD: 5316 W 52nd St, Sioux Fall, SD 57106 NATURE: Rental managed by our local property manager in SD POSITION: Owner START DATE: 09/15/2021 NO. HR/MO: 0-1 hour/month NO. HR/MO DURING SEC TRADING: 0-1 hour/month DESCRIBE DUTIES: Owner only 7) NAME: Real estate agent INV REL: Y ADD: Residential Address NATURE: Buy and sell real estate for myself, family and friends POSITION: Realtor START DATE: 07/03/2026 NO. HR/MO: 0- 1 NO. HR/MO DURING SEC TRADING: 0 – 1 DESCRIBE DUTIES: Buy and sell real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-11
S63 Uniform Securities Agent State Law Examination 2008-09-18
  • S66 Uniform Combined State Law Examination
    2013-02-11
  • S63 Uniform Securities Agent State Law Examination
    2008-09-18
Other Names
  • Alice Gao

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