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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

1324 S Carrollton Ave, New Orleans, LA 70118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Metairie LA 06/2008 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2019
Mml Investors Services, Llc Metairie LA 03/2017 07/2019
Hancock Whitney Bank New Orleans LA 07/2019 Present
Hancock Whitney Investment Services, Inc. New Orleans LA 07/2019 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc New Orleans LA 08/2022 Present
Previous Registrations
Other Businesses

1. PART OWNER OF AVE RENTS, LLC; CO-OWNER WITH BROTHER OF 4 UNIT APARTMENT BUILDING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-04
  • S66 Uniform Combined State Law Examination
    2019-04-04
Designations
Other Names
  • Anthony Thomas Eaton

View on SEC IAPD

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