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Gina Carioggia Szigety

Sound View Financial Advisors

Walpole, MA

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Current Employers
Sound View Financial Advisors

128 School Street, Walpole, MA 02081-1802 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-03-08
  • MA RA
    APPROVED
    Since 2022-03-08

Branch Locations

128 School Street, Walpole, MA 02081-1802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound View Financial Advisors Walpole MA 01/2014 12/2021
Sound View Financial Advisors Walpole MA 12/2021 Present
Previous Registrations
  • 2008-07-15 → 2010-05-03
    Calibre Advisory Services Inc.
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-14
  • S65 Uniform Investment Adviser Law Examination
    2008-07-14
Designations
Other Names
  • Gina Marie Carioggia

View on SEC IAPD

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DAVID MICHAEL ODONNELL
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JOFFREY ADAM SMITH
MICHAEL E PATTERSON
KYLE PAUL BATEMAN

Other Offices

THE PATRIOT FINANCIAL GROUP, LLC · WALPOLE, MA
CETERA INVESTMENT ADVISERS LLC · WALPOLE, MA
EDWARD JONES · WALPOLE, MA
LPL ENTERPRISE, LLC · WALPOLE, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Walpole, MA
STATERA FINANCIAL, LLC · WALPOLE, MA
EAGLE STRATEGIES LLC · Walpole, MA
GONDOLIN CAPITAL, LP · WALPOLE, MA

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