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Edward Foster Bothfeld

Commonwealth Financial Network

Lake Forest, IL

Evanston, IL

CRD 5542216

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
IL RA APPROVED 2016-01-19
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • IL RA
    APPROVED
    Since 2016-01-19

Branch Locations

Lake Forest, IL • United States

909 Davis Street Suite 500, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2015 Present
Bothfeld Financial Partners Lake Forest IL 05/2015 Present
Other Businesses

FIXED INSURANCE SALES CONDUCTED UNDER BOTHFELD FINANCIAL PARTNERS. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18
Other Names
  • Ned Bothfeld

View on SEC IAPD

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