Brian James Hartmann

Current Employers

Employment History

• 01/2013 → 11/2018
  Jhfn Sii
  Livingston, NJ
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Pennington, NJ

Previous Registrations

• 2013-02-15 → 2018-11-02
  Signator Investors, Inc.
  Livingston, NJ
  Yardley, PA
  Pennington, NJ

Other Businesses

1. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI , VARIOUS CARRIERS , INSURANCE BROKERAGE , AGENT, START OF RELATIONSHIP: JAN 10, 2013, APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10.... 2. INSURANCE BROKER: HEALTH AND GROUP BENEFITS VARIOUS CARRIERS INSURANCE BROKERAGE , AGENT, START OF RELATIONSHIP: JAN 10, 2013, APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10.... 3. YOUR EXECUTIVE ROUND TABLE POSITION: Founder & Member NATURE: Non-Profit Networking Group INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2013 ADDRESS: No Physical Address, NA PA 19067, United States DESCRIPTION: General membership of networking non-profit group 4. GRANITE BRIDGE WEALTH MANAGEMENT, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/31/2020 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Working directly with clients in a Certified Financial Planner capacity 5. GIGI'S PLAYHOUSE CHARLESTON POSITION: Board Member NATURE: Non-Profit 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/10/2024 ADDRESS: 2350 West Higgins Road, Hoffman Estates IL 60169, United States DESCRIPTION: I am a general board member. This organization is building a facility in Charleston to provide services to down syndrome individuals and their families.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-29
• S63 Uniform Securities Agent State Law Examination
  2009-02-05

Other Names

• Brian Hartmann