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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2026-06-16 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Mateo | CA | 04/2015 | 07/2021 |
| First Republic Securities Company, Llc | San Francisco | CA | 07/2021 | 07/2023 |
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 07/2023 | 05/2025 |
| Gc Wealth Management Ria, Llc | San Francisco | CA | 05/2025 | 11/2025 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 06/2026 | Present |
| Unemployed | Los Angeles | CA | 12/2025 | 05/2026 |
Effective 6/8/2026, I will be an employee of both JP Morgan Securities LLC and JPMorgan Chase Bank. JPMorgan Chase Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Chase Bank, I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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