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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-06
WA RA APPROVED 2025-06-18
HI RA APPROVED 2024-06-07
ME RA APPROVED 2023-08-24
MD RA APPROVED 2023-05-30
NH RA APPROVED 2021-11-18
  • SC RA
    APPROVED
    Since 2025-10-06
  • WA RA
    APPROVED
    Since 2025-06-18
  • HI RA
    APPROVED
    Since 2024-06-07
  • ME RA
    APPROVED
    Since 2023-08-24
  • MD RA
    APPROVED
    Since 2023-05-30
  • NH RA
    APPROVED
    Since 2021-11-18

Branch Locations

42B Nashua Road Mailstop: Nh462, Londonderry, NH 03053 • United States

42 Pinkerton St Mailstop: Nh401, Derry, NH 03038 • United States

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributors, Inc. Los Angekes CA 12/2009 11/2021
Citizens Securities, Inc. Londonderry NH 11/2021 Present
  • 12/2009 → 11/2021
    American Funds Distributors, Inc.
    Los Angekes, CA
  • 11/2021 → Present
    Londonderry, NH
Previous Registrations
  • 2013-06-11 → 2021-11-18
    San Antonio, TX
    Los Angeles, CA
  • 2008-08-08 → 2008-10-28
    Browndorf Pem, Llc
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25

View on SEC IAPD

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