Christian Grundel

Current Employers

Employment History

• 06/2008 → 09/2016
  Metlife Securities
  Providence, RI
• 09/2016 → 11/2016
  Financial Engines Advisor Center, Llc
  Warwick, RI
• 11/2016 → 02/2021
  Financial Engines Advisors L.L.C.
  Warwick, RI
• 02/2021 → 12/2022
  Chartered Course Financial
  North Attleboro, MA
• 02/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 07/2021 → Present
  Christian Grundel
  West Warwick, RI
• 01/2023 → 04/2026
  Arrow Wealth Management Llc
  North Attleboro, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Sovereign Wealth Partners
  Worcester, MA

Previous Registrations

• 2016-11-30 → 2021-02-23
  Edelman Financial Engines
  Warwick, RI
• 2016-09-12 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Warwick, RI
  Overland Park, KS
• 2010-03-04 → 2016-09-08
  Msi Financial Services, Inc.
  Warwick, RI

Other Businesses

1) CHARTERED COURSE FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: DMs AFTER DARK; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: WRITING; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: WRITER/PRODUCER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: WRITER OR ROLE PLAYING GAMES MATERIAL, PRODUCER OF PODCAST RELATED TO THEM, FICTION; 3) NAME OF OTHER BUSINESS: WEST WARWICK PUBLIC LIBRARY; INVESTMENT RELATED: NO; ADDRESS: 1043 MAIN ST WEST WARWICK, RI 02893; NATURE OF BUSINESS: BOARD OF TRUSTEES; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS TO DECIDE ON LIBRARY POLICIES; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG TERM CARE; 5) NAME OF OTHER BUSINESS: SOVEREIGN WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: 554 MAIN ST, STE 250, WORCESTER, MA 01608, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-02-27
• S66 Uniform Combined State Law Examination
  2010-02-27

Designations

Other Names

• Chris A Grundel