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Joseph Francis Gill

Rbc Capital Markets, LLC

Philadelphia, PA

Media, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-12-14
TX RA APPROVED 2017-12-14
  • PA RA
    APPROVED
    Since 2017-12-14
  • TX RA
    APPROVED
    Since 2017-12-14

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Media, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Philadelphia PA 02/2009 12/2017
Wells Fargo Advisors Llc Philadelphia PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 12/2017
Rbc Capital Markets, Llc. Philadelphia PA 12/2017 Present
City National Bank Philadelphia PA 04/2018 Present
  • 02/2009 → 12/2017
    Wachovia Bank, N.A.
    Philadelphia, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Philadelphia, PA
  • 11/2016 → 12/2017
    Wells Fargo Clearing Services, Llc
    Philadelphia, PA
  • 12/2017 → Present
    Rbc Capital Markets, Llc.
    Philadelphia, PA
  • 04/2018 → Present
    City National Bank
    Philadelphia, PA
Previous Registrations
  • 2013-03-18 → 2017-12-22
    Wells Fargo Clearing Services, Llc
    Wayne, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-15
S63 Uniform Securities Agent State Law Examination 2008-07-25
  • S66 Uniform Combined State Law Examination
    2013-03-15
  • S63 Uniform Securities Agent State Law Examination
    2008-07-25
Other Names
  • Joe Francis Gill
  • Joseph F Gill
  • Joseph F Gill

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
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