David Sunichi Westnedge

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 07/2018
  Axa Advisors, Llc
  New York, NY
• 08/2018 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-08-01 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-11-27 → 2018-08-13
  Equitable Advisors, Llc
  Atlanta, GA
  Chattanooga, TN
  Lilburn, GA
  Atlanta, GA
• 2003-03-11 → 2004-10-26
  Truist Investment Services, Inc.
  Dunwoody, GA

Other Businesses

1. ITP PARTNERS POSITION: insurance agent NATURE: FIXED INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2019 ADDRESS: 3867 Roswell Rd, Suite 303, Atlanta GA 30342, United States DESCRIPTION: Life insurance sales and servicing. 2. ITRUST ADVISORS. FIXED INSURANCE. NOT SECURIITIES RELATED. 5 HOURS DEVOTED PER MONTH, 5 HOURS DURING MARKET HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-15
• S63 Uniform Securities Agent State Law Examination
  2000-05-04

Designations

• Certified Financial Planner

Other Names

• David Sunichi Westnedge