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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

2651 Midwest Dr Ste 200, Onalaska, WI 54650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2008 Present
Northwestern Mutual Investment Services, Llc La Crosse WI 06/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2008 → Present
    La Crosse, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, NATIONAL DRIVE LLC, LEGAL ENTITY, START DATE: 8/15/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. 30% OWNER, ES HOLDINGS 1984 LLC, 2651 MIDWEST DRIVE, ONALASKA, , WISCONSIN, 54650, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/5/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PURCHASING A BUILDING; INVESTMENT-RELATED. 4. TREASURER, WORKFORCE CONNECTIONS, 2615 EAST AVE S STE 300, LA CROSSE, , WISCONSIN, 54601, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-09-05
  • S63 Uniform Securities Agent State Law Examination
    2008-09-05
Designations

View on SEC IAPD

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