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Richard James Walker

Truist Advisory Services, Inc.

Jenkinston, PA

CRD 5540842

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-03
TX RA APPROVED_RES 2022-05-05
PA RA APPROVED 2021-02-17
  • NJ RA
    APPROVED
    Since 2024-10-03
  • TX RA
    APPROVED_RES
    Since 2022-05-05
  • PA RA
    APPROVED
    Since 2021-02-17

Branch Locations

180 Old York Rd, Jenkinston, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Maple Glen PA 05/2010 09/2016
First Niagara Securities Spring House PA 05/2010 09/2016
Key Investment Services Llc Maple Glen PA 09/2016 06/2017
Bb&T Investment Services, Inc. Allentown PA 06/2017 01/2018
Bb&T Securities, Llc Mullica Hill NJ 01/2018 02/2021
Truist Investment Services, Inc. Camden NJ 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 05/2010 → 09/2016
    Lpl Financial, Llc
    Maple Glen, PA
  • 05/2010 → 09/2016
    First Niagara Securities
    Spring House, PA
  • 09/2016 → 06/2017
    Key Investment Services Llc
    Maple Glen, PA
  • 06/2017 → 01/2018
    Bb&T Investment Services, Inc.
    Allentown, PA
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Mullica Hill, NJ
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Camden, NJ
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Glassboro, NJ
    Marlton, NJ
    Charlotte, NC
    Allentown, PA
    Philadelphia, PA
    Huntingdon Valley, PA
    West Chester, PA
    Jenkintown, PA
    Mullica Hill, NJ
    Vineland, NJ
    Cherry Hill, NJ
    Camden, NJ
    Severna Park, MD
    Richmond, VA
  • 2017-06-05 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Allentown, PA
    Philadelphia, PA
    Huntingdon Valley, PA
    West Chester, PA
    Jenkintown, PA
    Mullica Hill, NJ
    Vineland, NJ
  • 2016-09-21 → 2017-06-19
    Key Investment Services Llc
    Maple Glen, PA
    Plymouth Meeting, PA
  • 2010-05-04 → 2016-09-21
    Lpl Financial Llc
    Bethlehem, PA
    Whitehall, PA
    Walnutport, PA
    Maple Glen, PA
    Lehighton, PA
    Lansford, PA
    Kresgeville, PA
    Maple Glen, PA
    Fort Mill, SC
    Spring House, PA
    Palmerton, PA
    Allentown, PA
    Slatington, PA
    Bethlehem, PA
    Palmerton, PA
    Philidelphia, PA
    Slatington, PA
  • 2008-08-13 → 2010-05-05
    Cetera Investment Services Llc
    Spring House, PA
    Lansdale, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-12
  • S66 Uniform Combined State Law Examination
    2008-08-12
Other Names
  • Rich J Walker

View on SEC IAPD

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