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Bryan J Niles

Rbc Capital Markets, LLC

New York, NY

CRD 5540764

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-03-24
  • MD RA
    APPROVED
    Since 2023-03-24

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Baltimore MD 09/2014 Present
Morgan Stanley Services Group Inc. Baltimore MD 03/2017 03/2023
Rbc Capital Markets, Llc Annapolis MD 03/2023 Present
Previous Registrations
  • 2019-04-05 → 2023-04-07
    Baltimore, MD
    Purchase, NY
    Baltimore, MD
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-05
  • S66 Uniform Combined State Law Examination
    2019-04-05
Other Names
  • Bryan James Niles
  • Bryan Niles

View on SEC IAPD

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