Matthew Mccauley

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-07-20
MI	RA	APPROVED	2023-07-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cnl Securities Corp.	Orlando	FL	09/2011	04/2019
State Street Global Advisors Trust Company	Boston	MA	04/2019	05/2023
State Street Global Advisors Funds Distributors, Llc	Boston	MA	04/2019	05/2023
T. Rowe Price	Baltimore	MD	05/2023	Present

09/2011 → 04/2019

Cnl Securities Corp.

Orlando, FL
04/2019 → 05/2023

State Street Global Advisors Trust Company

Boston, MA
04/2019 → 05/2023

State Street Global Advisors Funds Distributors, Llc

Boston, MA
05/2023 → Present

T. Rowe Price

Baltimore, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-11
S63	Uniform Securities Agent State Law Examination	2011-11-03